Effective: November 15, 2004
Revised: September 5, 2003
Preparing Transcripts and Student Record Requests
When initializing any record sent through the System, please use spaces as the default character. Do not use LOW-VALUES (binary zeroes), since these cause problems for some institutions.
A. Etiquette for Transcript Exchange
Each institution will develop procedures for handling FASTER as it suits their needs. However, questions and difficulties often arise with user interaction; decisions made for one institution may create unforeseen problems for another. What follows are some guidelines that have grown out of many discussions of the Technical Advisory Committee of issues raised by FASTER users.
B. Formatting Requests
This section deals with situations in which a student's records are in one institution's files and the student authorizes a second institution to obtain them from the first. Since the first institution has to locate the student's records before they can be sent, the second institution must provide the first with information that will uniquely identify the student. In the System, this information is provided in the form of a request record.
Request records are called Header Records and follow the format specified in Appendix H. The following identifying information may be included in section "A" of the request record:
| * | Record Type |
| Primary Student Identifier --
|
|
| * | Addressed Institution |
| * | Sending Institution |
| * | Message Type |
| Test/Production Indicator | |
| Institutional Student Number | |
| * | Last Name |
| Appendage | |
| First Name | |
| Middle/Maiden Name or Initial | |
| Former Last Name 1 | |
| Former Last Name 2 | |
| Alias/Nickname | |
| Sex | |
| Racial/Ethnic Category | |
| Type of Institutional Unique Identifier | |
| Institutional Unique Identifier | |
| High School Graduation Date | |
| Date of Birth |
Fields marked with an asterisk (*) are mandatory and may not be left blank (all others can). While not mandatory, it is strongly suggested that the Social Security Number be provided when making a request of a postsecondary institution, and that the Student Number Identifier, Florida, be provided when making a request of a public school or school district.
Record Type is required and indicates the kind of student records being requested. I00 indicates that Interdistrict Records are being requested, while S00 indicates that the Secondary to Postsecondary Transcript (the Secondary Transcript) is being requested. P00 is used to request a Postsecondary Transcript.
Addressed Institution and Sending Institution are composite fields, consisting of an institutional identifier and a code to indicate the number of a school or campus within the institution. All of these fields are mandatory and may not be left blank. For postsecondary institutions, the FICE code is the institution's ID, and campus code is a number from zero through 9999 (see Appendix C). When campus code is unknown this field must be set to zero. For public schools, the institution ID is the school district code (see Appendix A), and the school code is the code for the school in which the student was or is enrolled from the Master School ID File (see Appendix B). Zero is also a valid school code, but only for response records.
The Message Type field is the codification of the standard handling instructions given by the requesting institution to the institution that has custody of the student's records. Code R01 requests that the student's records be sent as soon as possible, while code R02 asks that the records be sent only after the current term is complete and the student's grades are posted. Valid request message codes (all of which begin with an R or B) are included with Appendix D.
The Institutional Unique Identifier in Part A is a thirty character field which may be used by the sending institution to tag each request record sent out. By putting a unique tag in this field, an institution can match several of the files it gets back from the System against the institution's local files. For example, the Outgoing Aging Report (program SRTS21) produces a file which will contain section A of every Header Record it sees. Since this file contains the Institutional Unique Identifier, the institution will be able to match the delivery information it receives from program SRTS21 with individual records in the institution's local files. As will be shown in the next section, this institutional identifier can ultimately be used to match the request transmitted by SRTS01 with the response received through SRTS04. SRTS02 is the program used to download requests posted to an institution. It also delivers the header records of transcripts transmitted by schools to Bright Futures that have failed to pass the edits of the Bright Futures evaluation program and therefore could not be loaded to the Bright Futures database. These headers indicate to the receiving institution that it should investigate the problem with the student's transcript (which is indicated by the message type) and, after fixing the problem, re-send the transcript.
Please note that the sending institution fills in fields 1-16 in section A of the Header Record for transmissions addressed to another FASTER user. Fields 16a and 16b are used only for SPEEDE/ExPRESS exchanges. Field number 16c is supplied by the System. When sending a request record, all section B fields are left blank. Section B is used only with response Header Records.
Request records may be submitted to the System in batches. A batch of
request records may contain many different addressees and may request more than one kind of student record. For example, a university might request Secondary Transcripts from several schools and school districts and Postsecondary Transcripts from several community colleges and universities, all in the same batch. In this way, the System facilitates batch processing, which is the most cost-effective means of transmitting student records electronically.
C. Formatting Responses
All responses in this System begin with a Header Record. Sometimes, a "response" will not be preceded by a request (e.g., where a student asks his or her institution to send the student's transcript to a university). In this situation, the institution prepares section A of the Header Record in the same way as it would for a request record. The only difference comes in the values of the Message Type field. These three character codes will begin with A or Q as listed in Appendix D. Section B of the Header Record is left blank (just as in a request record). There then follow the rest of the records that make up the transcript being sent. These are described in sections E, G, and I of this chapter, with different types of records being sent depending on the value of the Record Type field on the Header Record.
Where a response has been preceded by the receipt of a request record, the sending institution again builds a response Header Record. This time, however, section B of the Header Record is used. In building the response Header Record, the sending institution takes all section A fields (which does not include Record Type) from the corresponding request Header Record and puts them into section B of the response Header Record. This will make it possible for the original sending institution, when it receives the response, to match the response Header Record with the request Header Record that was originally posted. This process is simplified if the requesting institution has made use of the Institutional Unique Identifier.
The sending institution then fills in section A of the response Header Record with information from its own data files. In many cases, more fields will be filled in section A than in section B (as in the case where the requesting institution does not know the student's Student Number Identifier, Florida). In some cases, there may be discrepancies between the identifying information provided by the requesting institution and the information stored in the responding institution's files. Where these differences are so minor that the responding institution can still uniquely identify a set of student records, the responding institution fills in section A with its data, sets Message Type to S06 (see Appendix D), attaches the remaining record types of the transcript, and submits this set of student records to the System. The job of reconciling the inconsistent information now belongs to the requesting institution, the new custodian of the student's records.
Where discrepancies between the identifying information of the requesting institution and the responding institution's files are so great that it becomes doubtful that a match has been found, a transcript cannot be provided. The responding institution then puts the information from section A of the request record into both section B and section A of the response Header Record. The responding district then switches the Addressed Institution and Sending Institution fields in section A (to reflect the fact that the responding institution is now the sender), and sets Message Type in section A to S02. The Header Record is then submitted to the System for transmission to the requesting institution. This same procedure can be followed when the responding institution's files are totally unlike the identifying information provided by the requesting institution. In such cases the responding institution would send a Message Type of S10. Please refer to Appendix D for other Message Type codes that are available.
Thus, a response can vary from as many as dozens of records to as few as a single, unaccompanied Header Record. As with request records, batches of response records can contain multiple addressees and can include many different types of student information.
The file of response records an institution submits to the System is grouped by student. First, within a group of records for a student, comes a Header Record. Then come the remaining types of records that comprise this transcript or set of student records. Then comes the Header Record for the second student, followed by the other records for that student, and so on throughout the rest of the file. While all records in the file will be of fixed length (1020 characters), different formats will be used depending on the Record Type field located in the first 3 character positions.
The following section reviews the data edit rules applicable to the various types of request and response records. Sections E, G, and I of this chapter discuss the internal organization of the student records and transcripts that follow the response Header Records. Section L describes the electronic application for admission and section M reviews electronic transfer to non-FASTER institutions.
D. Data Edit Rules
Programs SRTS01 and SRTS03 post requests and responses, respectively, to the institutions' mailboxes. As a part of this process, the programs edit their input, producing error reports when any field contains invalid data. Appendix S contains a sample of each program's edit error report. The edit reports identify the transcript and/or record where the error occurred, the data field in error, the field's contents, and provide a short, descriptive error message. The reports are sorted by Sending Institution, Sending School/Campus, and Student Name. Independent pagination is kept within Sending School/Campus.
There are three levels of error severity: reject, out-of-state reject, and Bright Futures reject. When the program encounters a reject error the entire transcript is rejected. Out-of-state reject errors are those which will cause the record to be rejected when addressed to an out-of-state institution. Bright Futures reject errors are those which result from incorrect or incomplete data being sent to a Bright Futures address.
Some fields have a very large valid values list (for example, Sending Institution School Number). For fields such as this, files containing the valid values are available for FASTER users to download and use at their local site. Refer to Appendix B for more details.
Appendix R contains the edit specifications for all record types used in the System. Among these edit errors, the following will result in the rejection of a set of student records:
- An error in any of the fields of an Interdistrict Record or Secondary Transcript.
- An error in any Postsecondary Transcript record field.
- Any error in record sequencing or maximum record counts.
- Any error in Category A fields for Interdistrict and Secondary records addressed to SPEEDE/ExPRESS institutions.
- Any error in fields required for Bright Futures when the transcript is addressed to a Bright Futures address.
Student records and transcripts will also be rejected if they are addressed to an institution that is not yet participating in FASTER. For a discussion of participation status and how it can be determined, please see Chapter III Section F and Chapter XI.
E. Interdistrict Records
Each set of Interdistrict Records for a student begins with a Header Record. After the interdistrict Header Record (Record Type I00) come 8 additional types of records in the following order:
| I01 | Student (1 per student) |
| I02 | Student Immunization (1 per student) |
| I03 | Student School Year (1 for each school year; order ascending by School Year) |
| I04 | Student Course (multiple records following the Student School Year record to which they apply) |
| I05 | Student Voc/LEP/Dropout (1 per student) |
| I06 | Exceptional Student (1 per student) |
| I07 | Student Comment (up to 5 per student) |
| I08 | Student Test (up to 5 per student) | I09 | Student Discipline (multiple records) |
For example, suppose there were sets of Interdistrict Records for two students on a response file, with two school years worth of information for the first student and one for the second. Assume also that each student took 12 courses each year. The records on the response file would then appear as follows:
| I00 | Header for the first student | ||
| I01 | |||
| I02 | |||
| I03 | First Student School Year record | ||
| I04 | |||
| . | 12 Student Course records | ||
| . | |||
| I04 | |||
| I03 | Second Student School Year record | ||
| I04 | |||
| . | 12 Student Course records | ||
| . | |||
| I04 | |||
| I05 | |||
| I06 | |||
| I07 | |||
| I08 | Student's First Test record | ||
| I08 | Student's Second Test record | I09 | Student's First discipline record |
| I09 | Student's Second discipline record | ||
| I09 | Student's Third discipline record | ||
| I00 | Header for the second student | ||
| I01 | |||
| I02 | |||
| I03 | Student's only School Year record | ||
| I04 | |||
| . | 12 Student Course records | ||
| . | |||
| I04 | |||
| I05 | |||
| I06 | |||
| I07 | |||
| I08 |
The actual formats for the Interdistrict Records can be found in Appendix I. Note that a subset of these same record types is used in providing Bright Futures Records to the Division of Public Schools. In this case, the Addressed Institution number will be 0000095.
F. Bright Futures
The Interdistrict Record and Secondary Transcript are also used to send student record information to the Office of Student Financial Assistance for the Bright Futures Program. The actual formats for the Interdistrict Record and Secondary Format are found in Appendix I. The cover page of each format contains a list of which elements are included for each transmission type.
To send the Interdistrict Record to the Office of Student Financial Assistance, use institution codes as follows:
The School/Campus Number is used to specify the type of Bright Futures processing the transcript will require. The first two bytes specify graduation year, the third and fourth bytes specify the semester and type of evaluation. For example, 02 in the first two bytes would mean that the student graduated in 2001-2002. The third byte must be either a 7 or an 8, to indicate whether the transcript should be processed in the seventh or eighth semester evaluation. And the fourth byte must be either 0 or 1, where 0 indicates the student should be kept the practice database and 1 indicates that the student should be kept in the production database. The Message Type must be a Q01. All formats valid for an Interdistrict Record can be sent, or only those valid for the Secondary Format (S00) as long as all fields required by Bright Futures are included.
G. Secondary-Postsecondary Transcripts
After the Secondary Transcript Header Record (Record Type S00) come 7 additional types of records in the following order:
| S01 | Student (1 per student) |
| S02 | Student Immunization (1 per student) |
| S03 | Student School Year (1 for each school year; order ascending by School Year) |
| S04 | Student Course (multiple records following the Student School Year record to which they apply) |
| S05 | Student Voc/LEP/Dropout (1 per student) |
| S07 | Student Comment (up to 5 per student) |
| S08 | Student Test (up to 5 per student) |
These record types are very similar to the corresponding record types on the Interdistrict Records formats. Appendix I discusses the differences (which, mainly, are that certain data fields will not appear on one or the other record type).
As an example, suppose that a Secondary Transcript on a response file had four years of information, with 12 courses taken each year. The records on the response file would then appear as follows:
| S00 | Header for the student's transcript | ||
| S01 | |||
| S02 | |||
| S03 | First Student School Year record | ||
| S04 | |||
| . | 12 Student Course records | ||
| . | |||
| S04 | |||
| S03 | Second Student School Year record | ||
| S04 | |||
| . | |||
| . | 12 Student Course records | ||
| . | |||
| S04 | |||
| S03 | Third Student School Year record | ||
| S04 | |||
| . | |||
| . | 12 Student Course records | ||
| . | |||
| S04 | |||
| S03 | Fourth Student School Year record | ||
| S04 | |||
| . | |||
| . | 12 Student Course records | ||
| . | |||
| S04 | |||
| S05 | |||
| S07 | |||
| S08 | Student's First Test record | ||
| S08 | Student's Second Test record |
It is occasionally necessary to request records from a school that no longer exists. The System permits inactive schools to receive requests and send transcripts; however, inactive schools cannot make requests.
The Secondary Transcript format can be used to send to Bright Futures as long as all fields required by Bright Futures are included.
H. Outstanding High School Juniors and Employment Information
| Information on Outstanding High School Juniors is no longer transmitted through FASTER. The OHSJ list is now created by DOE and made available for download on FASTER secure website. |
| The following are the instructions for accessing the file: |
| 1) Go to the FASTER homepage at http://www.firn.edu/faster/.) |
| 2) Select "Secure Access to NWRDC - Mailbox Status". This will take you to a logon page. |
| 3) Enter your institutions logon ID and password and press enter. This will take you to a menu page. (The state universities and community colleges already have the logon ID's and passwords needed to get to this site.) |
| 4) Select "Download Outstanding High School Juniors". |
| 5) On this page you will see links to both the FRN.POSTSEC.OUTSTAND.HSJRS text file and the zipped version, FRN.POSTSEC.OUTSTAND.HSJRS.ZIP. (And now the two new files.) Clicking on these links will provide a window with download options. |
| If you have any questions or problems accessing these files please feel free to contact Laverne McKenzie at 850/245-9763 or Candy Sleep at 850/245-9742. |
Employment information can be requested from a school’s Human Resources Office with the district number and the school number of 9100.
I. Postsecondary Transcripts
The Postsecondary Transcript, in addition to the Header Record (Record Type P00), consists of eight different record types (Appendix J). These must be received in the following order:
| P01 | Fixed Segment (1 per student) |
| P02 | Term Header (1 per term, order ascending by term) |
| P03 | Course (1 for each course taken) |
| P04 | Remarks |
| P07 | Degrees Awarded (1 per degree awarded) NOTE: Course (P03) records, Remarks (P04) records, and Degrees Awarded (P07) records can repeat within occurrences of Term Header (P02) records. Thus, the first P02 record will be followed by its associated P03/P04/P07, and then by the second P02 record and its associated P03/P04/P07 records, etc. HOWEVER, P04 and P07 records with a Term Designator of 000000 must appear before the first P02 record (the P04 records must precede the P07 records, if any); and P04 and P07 records with a Term Designator of 999999 may follow the final set of P02/P03/P04/P07 records in a student's transcript (again, the P04 records must precede the P07 records, if any). Otherwise, P04 and P07 records must be associated with a P02 record. Also, all P07 records must follow the last P03 or P04 record within a set of P02/P03/P04/P07 records. P04 records, though, may come between P02 and P03 records. |
| P05 | Transfer Summary (can have multiple occurrences) |
| P06 | Tests (can have multiple occurrences) |
| P08 | Immunizations (1 per student) |
For example, suppose that a Postsecondary Transcript on a response file had two years of information, with 2 terms per year and 5 courses per term. The records on the response file would then appear as follows:
| P00 | Header for the student's transcript | ||
| G99 | Generic Record (these can appear anywhere) | ||
| P01 | Fixed Segment | ||
| P04 | Remarks record (Term/Tag Designator 0000000) | ||
| P07 | Degree record (Term/Tag Designator 0000000) | ||
| P02 | First Term record (Year 1) | ||
| P04 | Remarks record for Year 1, Term 1 | ||
| P03 | First Course record for Year 1, Term 1 | ||
| P04 | Remarks record | ||
| P03 | Second Course record | ||
| P03 | Third Course record | ||
| P03 | Fourth Course record | ||
| P03 | Fifth Course record | ||
| P07 | Degree record for Year 1, Term 1 | ||
| G99 | Generic Record (these can appear anywhere) | ||
| P02 | Second Term record (Year 1) | ||
| G99 | Generic Record (these can appear anywhere) | ||
| P03 | |||
| . | |||
| . | 5 Course records | ||
| . | |||
| P03 | |||
| P02 | First Term record (Year 2) | ||
| P03 | |||
| . | |||
| . | 5 Course records | ||
| . | |||
| P03 | |||
| P02 | Second Term record (Year 2) | ||
| P03 | |||
| . | |||
| . | 5 Course records | ||
| . | |||
| P03 | |||
| P04 | Remarks record for Year 2, Term 2 | ||
| P07 | Degree record for Year 2, Term 2 | ||
| P04 | Remarks record (Term/Tag Designator 9999990) | ||
| P04 | Remarks record (Term/Tag Designator 9999990) | ||
| P07 | Degree record (Term/Tag Designator 9999990) | ||
| P07 | Degree record (Term/Tag Designator 9999990) | ||
| P05 | First Transfer record | ||
| . | |||
| . | |||
| . | |||
| P05 | Last Transfer record | ||
| P06 | First Test record | ||
| . | |||
| . | |||
| . | |||
| P06 | Last Test record | ||
| P08 | Single Immunization record |
J. Teacher Certification, Dual Enrollment, and Postsecondary Feedback
The formats for the Postsecondary Transcript can be found in Appendix J. These formats are used to send information to the DOE Teacher Certification Office. To send a student transcript for this purpose, the Addressed Institution number must be 0000089 with all zeroes for the School/Campus number.
The postsecondary format may also be used to send Dual Enrollment and Postsecondary Feedback information between postsecondary and secondary institutions. There is no sign-off procedure for this operation; it is done on an institution by institution basis by agreement between the parties concerned.
K. The "G99" Generic Record Format
The Generic Record Format (see Appendix H) is so called because its purpose is to allow the transmission of information that is not part of the standard FASTER formats. Usage of the format is valid with responses only. Three G99 records have been designed for the System, G99HS, G99IMM, and G99HC, as defined in Appendix H. When sent, these records are edited according to the edits defined for them in Appendix R. Otherwise, the only edited field on the record is the Record Type (the first three bytes) and the only valid value is G99. The last nine bytes of the record are reserved filler but are not edited. The remaining space on the record can be used to transmit any information in any format, to be decided by previous arrangement between the sending and receiving institutions. This means that the unedited data will "pass through" the System, i.e., it will be transmitted without editing restrictions. The record format is allowed to appear anywhere following a valid response header record, and there is no limit as to the number of G99 records that can be sent in a single response.
Obviously, the use of this record format will permit a great deal of flexibility in the sending of response records; however, it is not to be considered a standard part of the established FASTER formats. It should not be used unless the sending and receiving institutions have reached an agreement to do so, and have previously decided what the format of the contents of the record will be. Currently, it is being considered for use in the piloting of data transfer using the System between several school districts and the Florida Institute of Education.